-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MI5v+bFO7tm9wG1jRN9/HWGhy62apKgFyywIk7M9ND2GGjPBkkuvUW0aGLDQl09q 5uoOkP7l+pLTzXXmj1IONg== 0000912057-00-023430.txt : 20000512 0000912057-00-023430.hdr.sgml : 20000512 ACCESSION NUMBER: 0000912057-00-023430 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000511 GROUP MEMBERS: BLACK HILLS CORP GROUP MEMBERS: LANDRICA DEVELOPMENT COMPANY GROUP MEMBERS: WYODAK RESOURCES DEVELOPMENT COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KFX INC CENTRAL INDEX KEY: 0000912365 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 841079971 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48425 FILM NUMBER: 626686 BUSINESS ADDRESS: STREET 1: 1999 BROADWAY STREET 2: STE 3200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032932992 MAIL ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 3200 CITY: DENVER STATE: CO ZIP: 80202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLACK HILLS CORP CENTRAL INDEX KEY: 0000012400 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 460111677 STATE OF INCORPORATION: SD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 625 NINTH ST STREET 2: PO BOX 1400 CITY: RAPID CITY STATE: SD ZIP: 57709 BUSINESS PHONE: 6053481700 MAIL ADDRESS: STREET 1: P O BOX 1400 CITY: RAPID CITY STATE: SD ZIP: 57709 FORMER COMPANY: FORMER CONFORMED NAME: BLACK HILLS POWER & LIGHT CO DATE OF NAME CHANGE: 19860409 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* KFx Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common stock, $.001 Par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 48245L 10 7 - -------------------------------------------------------------------------------- (CUSIP Number) May 1, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 CUSIP NO. 48245L 10 7 13G Page 2 of 8
- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Landrica Development Company 46-0379669 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION South Dakota - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 3,300,000 -------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- -------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 3,300,000 -------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,300,000 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO - --------------------------------------------------------------------------------
CUSIP NO. 48245L 10 7 13G Page 3 of 8
- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Wyodak Resources Development Company 46-0249273 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 3,300,000 ------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- ------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 3,300,000 ------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,300,000 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.6 % - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO - --------------------------------------------------------------------------------
CUSIP NO. 48245L 10 7 13G Page 4 of 8
- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Black Hills Corporation 46-0111677 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION South Dakota - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 3,300,000 ---------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- ---------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 3,300,000 ---------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,300,000 - --------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES - --------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.6% - --------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO - ---------------------------------------------------------------------------------
CUSIP NO. 48245L 10 7 13G Page 5 of 8 ITEM 1. (a) NAME OF ISSUER: KFx Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1999 Broadway, Suite 3200 Denver, Colorado 80202 ITEM 2. (a) NAME OF PERSONS FILING: Landrica Development Company ("Landrica"), Wyodak Resources Development Corp. ("Wyodak") and Black Hills Corporation ("Black Hills"). Landrica is a wholly-owned subsidiary of Wyodak, and Wyodak is a wholly-owned subsidiary of Black Hills. Wyodak and Black Hills may be deemed to beneficially own the shares of KFx Inc. held by Landrica. Wyodak and Black Hills do not own any shares of KFx Inc. outside of Landrica. (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: The business address of each of Landrica, Wyodak and Black Hills is P.O. Box 1400, 625 Ninth Street, Rapid City, South Dakota 57709. (c) CITIZENSHIP: Landrica and Black Hills are corporations organized under South Dakota law. Wyodak is a corporation organized under Wyoming law. (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.001 (e) CUSIP NUMBER: 48245L 10 7 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), 13D-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: 3,300,000 shares* (b) Percent of Class: 12.6% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 3,300,000* (ii) shared power to vote or to direct the vote: -0- CUSIP NO. 48245L 10 7 13G Page 6 of 8 (iii) sole power to dispose or to direct the disposition of: 3,300,000* (iv) shared power to dispose or to direct the disposition of: -0- - ---------- * Includes 1,300,000 shares issuable upon exercise of stock warrants currently exercisable at an exercise price of $3.65 per share, subject to certain adjustments. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. See Item 2(a) above. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Exhibit A Joint Filing Agreement CUSIP NO. 48245L 10 7 13G Page 7 of 8 Signature After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement with respect to it is true, complete and correct. Dated: May 11, 2000 LANDRICA DEVELOPMENT COMPANY By: /s/ Roxann R. Basham ----------------------------- Roxann R. Basham Vice President Finance WYODAK RESOURCES DEVELOPMENT CORP. By: /s/ Roxann R. Basham ----------------------------- Roxann R. Basham Vice President Finance BLACK HILLS CORPORATION By: /s/ Roxann R. Basham ----------------------------- Roxann R. Basham Vice President Finance CUSIP NO. 48245L 10 7 13G Page 8 of 8 EXHIBIT A JOINT FILING AGREEMENT This Joint Filing Agreement (this "Agreement") dated as of the 11th day of May, 2000, is by and between the undersigned parties. In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock of KFx Inc., a Delaware corporation, and further agree that this Agreement be included as an exhibit to such joint filing (including amendments thereto). IN WITNESS WHEREOF, the undersigned have executed this Agreement as of the date first above written. LANDRICA DEVELOPMENT COMPANY By: /s/ Roxann R. Basham ----------------------------------- Roxann R. Basham Vice President Finance WYODAK RESOURCES DEVELOPMENT CORP. By: /s/ Roxann R. Basham ----------------------------------- Roxann R. Basham Vice President Finance BLACK HILLS CORPORATION By: /s/ Roxann R. Basham ----------------------------------- Roxann R. Basham Vice President Finance -----END PRIVACY-ENHANCED MESSAGE-----